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TR-1 Notification of Major Interest in Shares - 09 Jul 2009

TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES

 

1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached:

 
 Sigma Capital Group
 

2 Reason for the notification (please tick the appropriate box or boxes):

 
An acquisition or disposal of voting rights
 
X
 

An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached

 
 

An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments

 
 

An event changing the breakdown of voting rights

 
 
Other (please specify):
 
 
 

3. Full name of person(s) subject to the notification obligation:

 
 

Unicorn Asset Management Limited

4. Full name of shareholder(s) (if different from 3.):

 

Unicorn AIM VCT plc,

Unicorn Investment Funds ICVC

5. Date of the transaction and date on which the threshold is crossed or reached:

 

12 June 2009

6. Date on which issuer notified:

 

19 June 2009

(received by issuer on 9 July 2009)

7. Threshold(s) that is/are crossed or reached:

 
5%
 

8. Notified details:

A: Voting rights attached to shares

 

Class/type of
shares


if possible using
the ISIN CODE

Situation previous
to the triggering
transaction

Resulting situation after the triggering transaction

Number
of
Shares

Number
of
Voting
Rights

Number
of shares

Number of voting
rights

% of voting rights
Direct
Direct
Indirect
Direct
Indirect
GB0004225073
2,060,000
2,060,000
2,685,000
2,685,000
0
5.7%
0
 

B: Qualifying Financial Instruments

Resulting situation after the triggering transaction

 

Type of financial
instrument

Expiration
date

Exercise/
Conversion
Period

Number of voting
rights that may be
acquired if the
instrument is
exercised/ converted.

% of voting
rights

 
 
 
 
 
 

C: Financial Instruments with similar economic effect to Qualifying Financial Instruments

Resulting situation after the triggering transaction

 

Type of financial
instrument

Exercise
price

Expiration
date

Exercise/
Conversion
period

Number of voting
rights instrument
refers to

% of voting rights
 
 
 
 
 
 
Nominal
Delta
 
 
 
 

Total (A+B+C)

 

Number of voting rights

Percentage of voting rights

2,685,000
5.7%
 

9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable:

 
 
Unicorn Aim VCT plc - 1.3%
Unicorn UK Smaller Companies Fund - 4.4%
 
 

Proxy Voting:

 

10. Name of the proxy holder:

 
 

11. Number of voting rights proxy holder will cease to hold:

 
 

12. Date on which proxy holder will cease to hold voting rights:

 
 
 

13. Additional information:

 

14. Contact name:

 
Philip John

15. Contact telephone number:

 
020 7253 0889
 

 

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